Search results
Showing 181 to 190 of 1038 search results for Binance Markets Limited.
-
CCR007 consumer credit data: how to complete the return
Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form. -
Financial Sanctions
Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach. -
FCA update on share trading obligations
ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019. -
Case concerning CEO referred to the Upper Tribunal
Mr Charles Anthony Llewellen Palmer, the majority shareholder and CEO of Standard Financial Group Limited (group), and a director and de facto CEO of Financial Limited and Investments Limited ('the firms'), ... The FCA has an overarching strategic -
Decision Notice 2018: Linear Investments Limited [pdf]
This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
LIBOR: preparing for the end
Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York, USA. -
Solo Capital Partners LLP
On 22 September 2016 at 3.50pm, Solo Capital Partners LLP formally entered into Special Administration Regime insolvency proceedings. The other regulated entities of the Solo Group, West Point Derivatives Ltd, Old Park Lane Capital Limited and -
Market Watch 73
In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets. -
Regulation in a changing world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.