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Showing 151 to 160 of 677 search results for BROKER XM.COM.

151. Credit broking firms: key rules

     Tasks for regulated firms Published: 23/11/2015 Last modified: 16/02/2023
     Read about the key rules for credit broking firms.

152. Sigma Brokers / sigmabrokers.pro (Clone of FCA Authorised Firm)

     Warnings Published: 16/02/2024 Last modified: 10/04/2024
     Sigma Brokers / sigmabrokers.pro (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

153. About us

     About us Last modified: 13/12/2023
     The FCA aims to make financial markets work well so that consumers get a fair deal. Find out more about what we do.

154. Tribunal directs Financial Conduct Authority to ban former insurance broker

     Press Releases Published: 16/04/2015 Last modified: 16/04/2015
     Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... The Upper Tribunal (Tribunal) has directed the Financial Conduct Authority (FCA) to prohibit former insurance broker Stephen Robert Allen on

155. Gyms and golf clubs

     Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

156. Crypt Mill Broker Limited (clone of FCA authorised firm)

     Warnings Published: 09/12/2019 Last modified: 21/11/2020
     Crypt Mill Broker Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

157. Tribunal upholds FCA ban and significant fine on insurance broker

     Press Releases Published: 28/06/2013 Last modified: 17/09/2013
     The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

158. Financial promotions quarterly data 2023 Q1

     Data Published: 05/05/2023 Last modified: 04/08/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

159. ITI Capital Limited/ Itistocks brokers (Clone of FCA authorised firm)

     Warnings Published: 10/07/2020 Last modified: 21/11/2020
     ITI Capital Limited/ Itistocks brokers (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

160. FSA - Key Rules for Mortgage and Home Reversion Brokers [pdf]

     Archive Published: 04/12/2008 Last modified: 03/08/2016