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Showing 141 to 150 of 677 search results for BROKER XM.COM.
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MS17/2: Wholesale Insurance Broker Market Study
We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a -
Ex-Mortgage Broker pleads guilty to 12 Criminal Offences
In a case brought by the Financial Conduct Authority (FCA) Michael Joseph James Lewis, in a plea and case management hearing at Maidstone Crown Court, pleaded guilty to ten counts of breaching the general prohibition under Section 19 of the -
Final Notice 2018: Forethought Brokers Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit -
Vets and dentists
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Multi-occupancy buildings insurance – broker remuneration
Read the findings of our multi-occupancy buildings insurance broker remuneration review. -
FCA bans and fines former insurance broker £140,000
The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity. -
Multi-occupancy buildings insurance broker remuneration [pdf]
Multi-occupancy buildings insurance broker remuneration review -
Validation Orders
The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one. -
Commercial Finance Brokers LTD (Clone of FCA Authorised Firm)
Commercial Finance Brokers LTD (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised -
Broker Insurance Services Limited (clone of FCA authorised firms)
Broker Insurance Services Limited (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this