Search results
Showing 1 to 10 of 21 search results for Aviva plc for listing and transparency.
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FCA censures Aviva plc for listing and transparency rules breach
The FCA has today publicly censured Aviva plc for making an announcement that had the potential to mislead the market. -
Final Notice 2020: Aviva plc [pdf]
This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility -
2015 fines
This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Primary Markets enforcement outcomes
A list of recent Primary Markets enforcement outcomes. -
Sponsor notices
To help ensure greater transparency in the Sponsor regime, we have published a record of statutory notices we have issued to sponsor firms. -
2016 fines
This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty). -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
Lamprell plc fined £2,428,300 for systems and controls failings
The Financial Services Authority (FSA) has fined Lamprell plc (Lamprell) £2,428,300 for significant failings in its systems and controls resulting in Listing Rules and related breaches. Lamprell could not adequately monitor its financial -
FCA publishes complaints data for the second half of 2012
We have published the latest complaints data showing complaints to financial services firms between July and December 2012.