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52. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

53. Cross-reference list – Annex 22: Consent [docx]

    UK Listing Authority Published: 26/04/2019
    Cross-reference list – Annex 22: Consent

54. CP16/22: Pension Wise standards: changes for secondary annuity market guidance [pdf]

    Consultation papers Published: 06/09/2016 Last modified: 06/09/2016
    We are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

55. Trade transparency and market liquidity data 2021/22

    Data Published: 19/07/2022 Last modified: 19/07/2022
    The FCA's summarises its findings on its interventions on trade transparency in 2021/22.

56. Primary Market Bulletin Issue 22 [pdf]

    Newsletters Published: 20/03/2019
    In this edition, we advise issuers and other stakeholders of key changes to the Listing Rules, the Disclosure Guidance and Transparency Rules and the Prospectus Rules that will be applicable if the UK leaves the EU on 29 March 2019 without an

57. Warning Notice Statement 22/3 [pdf]

    Warning notices Published: 20/10/2022
    The FCA gave a warning notice on 10 August 2022 to an individual (Individual A) working as a director and independent financial adviser at an advisory firm (Firm A) whilst an approved person proposing to take action in respect of the conduct

58. Retirement income market interactive analysis 2021/22

    Data Published: 06/10/2022 Last modified: 06/10/2022
    View interactive dashboards of the retirement income market, based on the 2021/22 data.

59. Number of skilled persons reports commissioned in Q4 2021/22 [pdf]

    Data Published: 06/04/2022
    Number of skilled persons reports commissioned in Q4 2021/22.

60. FCA Q2 2021/22 Number of skilled person reports commissioned [pdf]

    Data Published: 05/10/2021
    Number of skilled persons reports commissioned in Q2 2021/22.

61. Number of skilled persons reports commissioned in Q3 2021/22 [pdf]

    Data Published: 12/01/2022
    Number of skilled persons reports commissioned in Q3 2021/22.

62. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.