FG15/5 - Primary Market Bulletin Nos. 8 and 9

Dates of consultations

August 2014 and November 2014

Summary of feedback received

The Knowledge Base is the UKLA’s repository of non-Handbook commentary that has the status of formal FCA guidance. It consists of a series of short procedural and technical notes published in PDF form and ordered by topic. The notes relate to aspects of the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules.

In Primary Market Bulletin Nos. 8 (August 2014) and 9 (November 2014) we proposed the following changes to the Knowledge Base:

The addition of six new technical notes

The amendment of eleven existing technical notes

The deletion of one existing technical note

  • Sponsors: Creation and maintenance of records (UKLA/TN/703.1)

We received feedback on our proposals relating to five of those notes. We summarise the feedback received in Primary Market Bulletin No. 11.

Changes made to the guidance as a result of feedback received

Background guidance consultations

PMB No. 8 consultation  

PMB No. 9 consultation