FG15/11 - Primary Market Bulletin No. 11

Date of consultation

March 2015

Summary of feedback received

The Knowledge Base is the UKLA’s repository of non-handbook commentary that has the status of formal FCA guidance. It consists of a series of short procedural and technical notes published in PDF form and ordered by topic. The notes relate to aspects of the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules. 

In Primary Market Bulletin No. 11 (March 2015), we proposed the following changes to the Knowledge Base:

The amendment of one existing procedural note

The addition of five new technical notes

The amendment of three existing technical notes

The deletion of two existing technical notes

  • Approval of circulars (UKLA/TN/206.1)
  • Circulars not requiring approval (UKLA/TN/303.1)

Response to feedback received

We received feedback on our proposals relating to eight of those notes. We summarise the feedback received in Primary Market Bulletin No. 12.

Changes made to the guidance as a result of feedback received

Background guidance consultations

Primary Market Bulletin No. 11 consultation