CP17/6: Quarterly Consultation Paper No. 16

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

CP17/6: Quarterly Consultation Paper No. 16 (PDF)

What we are consulting on

We are proposing to make changes to:

  • DEPP and EG reflecting the FCA’s powers following the Bank Recovery and Resolution Order 2016
  • the Market Conduct sourcebook (MAR) relating to ESMA’s guidelines on commodity derivatives
  • SUP and EG arising from the extended Immigration Act 2014 (as amended by the Immigration Act 2016)
  • PR 1.2.3R in anticipation of the Prospectus Regulation coming into force and minor amendments to LR Appendix 1, PR Appendix 1 and the Glossary
  • REC 3.9 and MAR 5.6, and minor amendments to REC 2.3
  • COBS and MCOB to improve firms’ communication with consumers
  • our regulatory reporting requirements

What you need to do

We want to know what you think of our proposals. Comments should reach us by 3 April 2017 for Chapter 5 Q1, and 3 May 2017 for Chapters 2, 3, 4, 5 (Q2 and Q3) 6, 7 and 8 (see the Overview section of the QCP for more details).

Online response form CP17/6

You can also:

For more information see the FCA Handbook.

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