Showing 231 to 240 of 1499 search results.

231. Charleston Corporate Partners

     Warnings Published: 05/11/2020 Last modified: 05/11/2020
     Charleston Corporate Partners is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

232. FCA bans three individuals from working in the financial services industry for non-financial misconduct

     Press Releases Published: 05/11/2020 Last modified: 05/11/2020
     The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of

233. Bigstonemax

     Warnings Published: 04/11/2020 Last modified: 04/11/2020
     Bigstonemax is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

234. FCA statement on the share trading obligation

     Statements Published: 04/11/2020 Last modified: 29/08/2023
     On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023.

235. FCA sets out its approach to the share trading obligation

     Press Releases Published: 04/11/2020 Last modified: 04/11/2020
     We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.

236. Danske Bank A/S / Danske Bank International / Danske Bank PLC (clone of EEA authorised firms)

     Warnings Published: 04/11/2020 Last modified: 03/09/2021
     Danske Bank A/S / Danske Bank International / Danske Bank PLC (clone of EEA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

237. Acting flexibly and treating customers fairly in the face of a pandemic

     Speeches Published: 04/11/2020 Last modified: 04/11/2020
     Speech on the FCA’s priorities for the credit market, by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations.

238. FCA announces proposals for further support to consumer credit borrowers impacted by coronavirus

     Press Releases Published: 04/11/2020 Last modified: 04/11/2020
     As a result of increasing restrictions announced in recent weeks, we are proposing to enhance measures to provide further support to consumers impacted by coronavirus.

239. Coolbaugh Securities LLC

     Warnings Published: 03/11/2020 Last modified: 03/11/2020
     Coolbaugh Securities LLC is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

240. Best Overseas Property Investments

     Warnings Published: 03/11/2020 Last modified: 03/11/2020
     Best Overseas Property Investments is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.