Showing 141 to 150 of 1505 search results.

141. Stephen Allen pleads not guilty to conspiracy to pervert the course of justice

     Press Releases Published: 25/11/2020 Last modified: 25/11/2020
     Stephen Allen pleads not guilty to FCA charge of conspiracy to pervert the course of justice.

142. FCA charges Richard Jonathan Faithfull with one offence of money laundering

     Press Releases Published: 25/11/2020 Last modified: 11/02/2021
     Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act

143. UK Bond Rates

     Warnings Published: 24/11/2020 Last modified: 11/12/2020
     UK Bond Rates is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

144. Atlantic Assets Trust (clone of EEA authorised firm)

     Warnings Published: 24/11/2020 Last modified: 24/11/2020
     Atlantic Assets Trust (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

145. Fortmann Financial Services (clone of EEA authorised firm)

     Warnings Published: 24/11/2020 Last modified: 24/11/2020
     Fortmann Financial Services (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

146. FCA announces benefits of new data collection platform RegData

     News stories Published: 24/11/2020 Last modified: 24/11/2020
     The FCA announces the benefits of its new data collection platform RegData

147. Invest In Film

     Warnings Published: 23/11/2020 Last modified: 22/04/2021
     Invest In Film is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

148. FCA fines TFS-ICAP £3.44 million for market misconduct

     Press Releases Published: 23/11/2020 Last modified: 23/11/2020
     The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.

149. Building trust in sustainable investments

     Speeches Published: 23/11/2020 Last modified: 23/11/2020
     Speech by Richard Monks on building trust in sustainable investments.

150. Sterling Liquidity Fund (clone of FCA recognised sub-fund)

     Warnings Published: 23/11/2020 Last modified: 13/07/2021
     Sterling Liquidity Fund (clone of FCA recognised sub-fund) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm