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Showing 71 to 80 of 101 search results for under the Market Abuse.
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Investor engagement in a changing regulatory landscape
Persons who do not follow these steps are not necessarily committing market abuse, although they are open to allegations of having done so. ... In that case Mr Hannam was found to be guilty of committing market abuse by disclosing inside information -
Consumer Credit and the FCA: one year on
Certainly, under the OFT we know there was this more limited, reactive mandate. ... viability of the market under different scenarios; and the potential risk of vulnerable people turning to unlicensed lenders. -
From intellectual certainty to debate
Equally, how do you set about a national review on what are, effectively, global markets? ... guidelines. Alongside this, we have market structural changes that should also make markets safer and fairer, such as requirements for circuit breakers, -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
FCA fines Reckitt Benckiser £539,800 for listing rule failures
The Model Code is designed to ensure that senior executives (persons discharging managerial responsibilities) do not abuse, and do not place themselves under the suspicion of abusing, inside information. ... Georgina Philippou, the FCA's acting director -
2015 fines
This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
The FCA’s new competition powers: what do they mean for the financial services industry?
Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA confirms price cap rules for payday lenders
Recent progress is in line with our expectations. This will be kept under review. ... UK-based debt administrators will not be able to enforce or exercise rights on behalf of a lender under such HCSTC agreements. -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.