Showing 1 to 10 of 19 search results for transparency and effectiveness of their enforcement.

1. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

2. Shifting the dial on financial crime requires a collective push

   Blogs Published: 09/02/2024 Last modified: 09/02/2024
   Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime.

3. How the UK will regulate for the future

   Speeches Published: 14/07/2022 Last modified: 14/07/2022
   Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

4. Finding opportunity in a world of uncertainty

   Speeches Published: 30/06/2022 Last modified: 30/06/2022
   Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

5. Enhancing the UK’s capital markets – The FCA’s role and priorities

   Speeches Published: 08/02/2022 Last modified: 08/02/2022
   Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

6. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

   Speeches Published: 24/09/2021 Last modified: 24/09/2021
   Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

7. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

8. The role of regulation in encouraging good culture

   Speeches Published: 06/11/2018 Last modified: 06/11/2018
   Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

9. Andrew Bailey speech at press conference for the publication of FCA corporate documents

   Speeches Published: 18/04/2017 Last modified: 18/04/2017
   Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents.

10. What makes good conduct regulation?

    Speeches Published: 14/02/2017 Last modified: 14/02/2017
    Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.