Showing 1 to 10 of 113 search results for taking enforcement action against firms.

1. FCA publishes response to British Steel Pension Scheme complaints

   Pensions Complaints News stories Published: 22/04/2024 Last modified: 22/04/2024
   The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS).

2. Duty calls: Future-proofing finance for everyone

   Press Releases Published: 28/12/2023 Last modified: 03/01/2024
   Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

3. Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds

   News stories Published: 07/11/2023 Last modified: 07/11/2023
   We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud

4. Saluting our sisters for Black History Month

   Blogs Published: 10/10/2023 Last modified: 11/10/2023
   To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change.

5. Calibrating controls to build confident markets

   Speeches Published: 06/09/2023 Last modified: 06/09/2023
   Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

6. Do the right thing

   Speeches Published: 01/06/2023 Last modified: 30/10/2023
   Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

7. Countdown to the Consumer Duty

   Speeches Published: 10/05/2023 Last modified: 10/05/2023
   Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

8. Agile regulation and planning for success

   Speeches Published: 06/10/2022 Last modified: 06/10/2022
   Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

9. Fighting financial crime – the force multiplier effect

   Speeches Published: 07/09/2022 Last modified: 07/09/2022
   Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

10. PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc

    Press Releases Published: 26/08/2022 Last modified: 26/08/2022
    PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action.