Showing 1 to 10 of 17 search results for no intention of taking enforcement action against firms.

1. Do the right thing

   Speeches Published: 01/06/2023 Last modified: 30/10/2023
   Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

2. Outcomes-focussed regulation: a measure of success?

   Speeches Published: 06/05/2021 Last modified: 07/05/2021
   Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

3. FCA issues its first decision under competition law

   Press Releases Published: 21/02/2019 Last modified: 21/02/2019
   The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.

4. The FCA’s Business Plan and Priorities

   Speeches Published: 16/05/2018 Last modified: 16/05/2018
   Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

5. Effective global regulation in capital markets

   Speeches Published: 05/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

6. Where next for investment and asset management regulation?

   Speeches Published: 28/09/2017 Last modified: 02/10/2017
   Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

7. A Better View

   Speeches Published: 20/09/2017 Last modified: 20/09/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

8. Conduct risk in FX markets

   Speeches Published: 30/11/2016 Last modified: 30/11/2016
   Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

9. Speech: Culture in UK banking – regulatory priorities

   Insight Published: 18/10/2016 Last modified: 17/02/2017
   Culture in financial services firms is critical to their ability to deliver the benefits I have just described.A firm with a good culture is likely to allocate capital well; that ... working in the relevant area are made aware of the enforcement

10. Ageing population: update from the FCA

    News stories Published: 15/09/2016 Last modified: 06/03/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.