Showing 121 to 130 of 248 search results for taking enforcement.

121. FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year

     Press Releases Published: 24/04/2018 Last modified: 31/05/2018
     Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans

122. Transforming culture in financial services

     Speeches Published: 19/03/2018 Last modified: 19/03/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

123. Recent developments in financial markets

     Speeches Published: 01/03/2018 Last modified: 09/03/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

124. FCA publishes update on high-cost credit work

     Press Releases Published: 31/01/2018 Last modified: 11/04/2024
     The FCA has published an update on its work in the high-cost credit sector.

125. FCA issues list of unauthorised binary options providers

     Press Releases Published: 12/01/2018 Last modified: 12/01/2018
     The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers.

126. Effective global regulation in capital markets

     Speeches Published: 05/12/2017 Last modified: 11/04/2018
     Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

127. Effective compliance with the Market Abuse Regulation – a state of mind

     Speeches Published: 14/11/2017 Last modified: 15/11/2017
     data that we will receive regarding transactions taking place in the market and critical to our pursuit of market abuse. ... We need to take all the steps we can to prevent market abuse from taking place within our markets.

128. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

     Press Releases Published: 10/11/2017 Last modified: 10/11/2017
     The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

129. FCA bans debt management couple for misappropriating client money

     Press Releases Published: 23/10/2017 Last modified: 23/10/2017
     The Financial Conduct Authority (FCA) has today banned Adrian and Christine Whitehurst, former directors of debt management firm First Step Finance Limited (now dissolved), for dishonestly misappropriating client money. Over 4000 customers lost a

130. Andrew Bailey speech on Free Trade in Financial Services matters

     Speeches Published: 29/09/2017 Last modified: 29/09/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters