Showing 81 to 90 of 219 search results for take enforcement action against.

81. London Capital and Finance plc

    News stories Published: 14/08/2019 Last modified: 02/02/2022
    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

82. FCA agrees plan for a phased implementation of Strong Customer Authentication

    Press Releases Published: 13/08/2019 Last modified: 17/11/2023
    The FCA has today agreed a plan that gives the payments and e-commerce industry extra time to implement Strong Customer Authentication (SCA).

83. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

84. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

    Press Releases Published: 11/07/2019 Last modified: 02/08/2019
    On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and

85. FCA response to European Banking Authority’s Opinion on Strong Customer Authentication

    Statements Published: 28/06/2019 Last modified: 17/11/2023
    The EBA has published an Opinion on Strong Customer Authentication under PSD2.

86. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated

87. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

88. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

89. FCA takes action for contempt of court

    Press Releases Published: 04/03/2019 Last modified: 04/03/2019
    On Friday 1 March, The High Court of Justice sentenced Robert John McKendrick to 6 months imprisonment for contempt of court. Mr McKendrick had diverted funds and failed to disclose information about his assets in breach of freezing injunctions

90. FCA issues its first decision under competition law

    Press Releases Published: 21/02/2019 Last modified: 21/02/2019
    The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.