Showing 1 to 10 of 44 search results for regulators and law enforcement agencies.

1. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

2. Calibrating controls to build confident markets

   Speeches Published: 06/09/2023 Last modified: 06/09/2023
   Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

3. Financial watchdog cracks down on problem firms and supports struggling borrowers

   Press Releases Published: 20/07/2023 Last modified: 20/07/2023
   In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

4. Financial watchdog puts banks on alert in fight against money laundering via the Post Office

   Press Releases Published: 24/04/2023 Last modified: 24/04/2023
   A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. 

5. FCA appoints executive directors to co-lead Enforcement and Market Oversight

   Press Releases Published: 23/03/2023 Last modified: 23/03/2023
   The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

6. Fighting financial crime – the force multiplier effect

   Speeches Published: 07/09/2022 Last modified: 07/09/2022
   Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

7. Finding opportunity in a world of uncertainty

   Speeches Published: 30/06/2022 Last modified: 30/06/2022
   Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

8. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

   Statements Published: 11/03/2022 Last modified: 11/03/2022
   The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.

9. Partnerships, priorities and predictions for the future in the pensions market

   Speeches Published: 14/10/2021 Last modified: 25/08/2022
   Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

10. The risks of token regulation

    Speeches Published: 06/09/2021 Last modified: 06/09/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime