Showing 1 to 10 of 17 search results for proposes to take enforcement action.

1. Navigating the UK's Digital Regulation Landscape: Where are we headed?

   Speeches Published: 22/04/2024 Last modified: 23/04/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

2. FCA sets out findings against Link Fund Solutions

   Press Releases Published: 11/04/2024 Last modified: 11/04/2024
   Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

3. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

4. Regulation of Digital Assets in the UK

   Speeches Published: 25/04/2023 Last modified: 25/04/2023
   Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

5. Update for firms on PRIIPs RTS Article 18 and related rules

   Statements Published: 29/12/2021 Last modified: 21/01/2022
   The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

6. Information for firms who use certain exemptions to the Financial Promotions Order

   Statements Published: 21/07/2021 Last modified: 21/07/2021
   A statement to outline how we intend to proceed given the accidental error in the onshoring of the FPO.

7. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

8. Statement on supervision of commodity position limits

   Statements Published: 09/07/2021 Last modified: 09/07/2021
   In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

9. Andrew Bailey speech at Lord Mayor’s City Banquet

   Speeches Published: 24/10/2019 Last modified: 24/10/2019
   Andrew Bailey speech at the Lord Mayor's City Banquet at Mansion House.

10. The fight against skimmers and scammers

    Speeches Published: 05/09/2019 Last modified: 05/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.