Showing 32 to 41 of 52 search results for preventing financial crime.

32. FCA events

    Find out about our events for firms.

33. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Why are firms not aligning their efforts to combat financial crime with their efforts to combat market abuse? ... If this is the case, why are firms not aligning their efforts to combat financial crime with their efforts to combat market abuse?

34. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

35. Fighting financial crime – looking forward and back

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our Financial Crime Conference.

36. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

    Press Releases Published: 12/10/2016 Last modified: 12/10/2016
    The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

37. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

38. Ageing population: update from the FCA

    News stories Published: 15/09/2016 Last modified: 06/03/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.

39. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

40. Innovation and improving outcomes

    Speeches Published: 17/06/2016 Last modified: 17/06/2016
    Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London.

41. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

42. Fraud

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Fraud falls within the FCA's objective of reducing the risk of financial crime and also affects our consumer protection objectives. Find out more about our approach.