Showing 1 to 10 of 11 search results for potential enforcement action against Link Fund.

1. Navigating the UK's Digital Regulation Landscape: Where are we headed?

   Speeches Published: 22/04/2024 Last modified: 23/04/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

2. FCA announces plan to deliver significant redress to Woodford investors

   Press Releases Published: 19/04/2023 Last modified: 19/04/2023
   Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity

3. Update on potential enforcement action against Link Fund Solutions

   Statements Published: 20/02/2023 Last modified: 20/02/2023
   The Financial Conduct Authority (FCA) is providing a short update on its proposed enforcement action against Link Fund Solutions Ltd (LFS). 

4. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

   Statements Published: 21/09/2022 Last modified: 21/09/2022
   This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

5. How the UK will regulate for the future

   Speeches Published: 14/07/2022 Last modified: 14/07/2022
   Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

6. Brexit and beyond

   Speeches Published: 21/03/2019 Last modified: 21/03/2019
   Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

7. Where next for investment and asset management regulation?

   Speeches Published: 28/09/2017 Last modified: 02/10/2017
   Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

8. Speech: Culture in UK banking – regulatory priorities

   Insight Published: 18/10/2016 Last modified: 17/02/2017
   Specifically, in some cases there was absolutely no link. Economically, this seemed surprising.FCA disciplinary action should be bad for reputations and revenues, and fines harm profits further.The management should, ... working in the relevant area are

9. Examining the future of anti-money laundering regulations

   Speeches Published: 08/12/2015 Last modified: 16/08/2021
   Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

10. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.