Showing 1 to 11 of 132 search results for our market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

3. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

4. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

5. The UK listing regime - developments since the UK Listings Review and next steps for reform

   Speeches Published: 06/02/2024 Last modified: 06/02/2024
   Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

6. We invite Politically Exposed Persons to share their experiences

   News stories Published: 15/08/2023 Last modified: 15/08/2023
   We have written to MPs, peers and other interested parties

7. Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform

   Press Releases Published: 14/07/2023 Last modified: 14/07/2023
   On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA

8. Cultural evolution: how culture must change to meet expectations

   Speeches Published: 26/06/2023 Last modified: 26/06/2023
   Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

9. Criminal market abuse regime review completion

   Statements Published: 24/03/2023 Last modified: 24/03/2023
   FCA welcomes the Government’s statement on the completion of the criminal market abuse regime review.

10. Five individuals face conspiracy to commit insider dealing and money laundering charges

    Press Releases Published: 25/01/2023 Last modified: 06/02/2023
    The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering.

11. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

    Press Releases Published: 08/12/2022 Last modified: 08/12/2022
    The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.