Showing 101 to 110 of 448 search results for our enforcement.

101. New financial sanctions measures in relation to Russia

     Statements Published: 22/02/2022 Last modified: 28/03/2022
     Following the Prime Minister’s statement to the House of Commons on 22 February 2022, the UK has announced a tranche of sanctions on Russia.

102. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

     Press Releases Published: 11/02/2022 Last modified: 11/02/2022
     Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

103. Enhancing the UK’s capital markets – The FCA’s role and priorities

     Speeches Published: 08/02/2022 Last modified: 08/02/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

104. FCA publishes guidance consultation for firms who seek to limit their liabilities

     Press Releases Published: 25/01/2022 Last modified: 25/01/2022
     We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

105. Foreign Investments Enforcement Division

     Warnings Published: 20/01/2022 Last modified: 20/01/2022
     Foreign Investments Enforcement Division is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

106. Highlights of the FCA’s new approach in 2021

     Press Releases Published: 31/12/2021 Last modified: 12/01/2022
     Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

107. Statement on supervision of commodity derivatives position limits

     Statements Published: 20/12/2021 Last modified: 20/12/2021
     In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

108. FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls

     Press Releases Published: 17/12/2021 Last modified: 06/05/2022
     We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes.

109. FCA turns to science and music to protect public from loan fee fraud this Christmas

     Consumers Scams Press Releases Published: 09/12/2021 Last modified: 09/12/2021
     The FCA has launched the UK’s first official anti-fraud jingle in a bid to protect consumers against loan fee fraud over the Christmas period.

110. FCA acts to help investors make more informed ESG investment decisions

     Press Releases Published: 03/11/2021 Last modified: 03/11/2021
     The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.