Showing 91 to 100 of 156 search results for law enforcement.

91. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

92. Convicted illegal money lender sentenced to three and a half years imprisonment

    Press Releases Published: 09/02/2018 Last modified: 12/01/2023
    Dharam Prakash Gopee (64), was today sentenced to three and a half years imprisonment by a Judge in Southwark Crown Court after guilty verdicts.

93. Dharam Prakash Gopee guilty of acting as an illegal money lender

    Press Releases Published: 08/02/2018 Last modified: 12/01/2023
    The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the FCA.

94. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

95. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 31/01/2018 Last modified: 31/01/2018
    Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified

96. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

97. Defendants sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 20/12/2017 Last modified: 21/12/2017
    Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing just over £1.4 million, today appeared at Southwark Crown Court to be sentenced

98. Using artificial intelligence to keep criminal funds out of the financial system

    Speeches Published: 06/12/2017 Last modified: 06/12/2017
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London.

99. Four guilty in relation to £1.4 million investment scheme

    Press Releases Published: 01/12/2017 Last modified: 01/12/2017
    In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a total of

100. FCA issues first statement of objections to four asset management firms

     Press Releases Published: 29/11/2017 Last modified: 29/11/2017
     The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The