Showing 1 to 10 of 67 search results for law enforcement agencies.

1. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

2. FCA censures NMC Health Plc (in Administration) for market abuse

   Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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3. Calibrating controls to build confident markets

   Speeches Published: 06/09/2023 Last modified: 06/09/2023
   Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

4. Financial watchdog cracks down on problem firms and supports struggling borrowers

   Press Releases Published: 20/07/2023 Last modified: 20/07/2023
   In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

5. The Financial Conduct Authority continues crackdown on unregistered crypto ATMs in the UK

   Press Releases Published: 11/07/2023 Last modified: 08/08/2023
   Since the start of 2023, the Financial Conduct Authority (FCA) has visited and inspected 34 locations across the UK suspected of hosting crypto ATMs.

6. FCA continues action against unregistered crypto ATMs across the UK

   Press Releases Published: 05/05/2023 Last modified: 09/05/2023
   The FCA has inspected sites in Exeter, Nottingham and Sheffield as part of a continued crackdown on this sector.

7. Financial watchdog puts banks on alert in fight against money laundering via the Post Office

   Press Releases Published: 24/04/2023 Last modified: 24/04/2023
   A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. 

8. FCA appoints executive directors to co-lead Enforcement and Market Oversight

   Press Releases Published: 23/03/2023 Last modified: 23/03/2023
   The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

9. Fighting financial crime – the force multiplier effect

   Speeches Published: 07/09/2022 Last modified: 07/09/2022
   Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

10. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

    Press Releases Published: 15/07/2022 Last modified: 15/07/2022
    The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case