Showing 1 to 10 of 38 search results for law enforcement and government agencies.

1. Financial watchdog puts banks on alert in fight against money laundering via the Post Office

   Press Releases Published: 24/04/2023 Last modified: 24/04/2023
   A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. 

2. FCA appoints executive directors to co-lead Enforcement and Market Oversight

   Press Releases Published: 23/03/2023 Last modified: 23/03/2023
   The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

3. Fighting financial crime – the force multiplier effect

   Speeches Published: 07/09/2022 Last modified: 07/09/2022
   Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

4. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

   Press Releases Published: 15/07/2022 Last modified: 15/07/2022
   The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case

5. Finding opportunity in a world of uncertainty

   Speeches Published: 30/06/2022 Last modified: 30/06/2022
   Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

6. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

   Statements Published: 11/03/2022 Last modified: 11/03/2022
   The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.

7. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

   Press Releases Published: 12/11/2021 Last modified: 12/11/2021
   Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

8. Latest FCA perimeter report calls for legislative change to protect consumers

   Press Releases Published: 21/10/2021 Last modified: 21/10/2021
   In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

9. Credit Suisse fined £147,190,276 (US$200,664,504) and undertakes to the FCA to forgive US$200 million of Mozambican debt

   Press Releases Published: 19/10/2021 Last modified: 22/10/2021
   The Financial Conduct Authority has fined Credit Suisse over £147 million for serious financial crime due diligence failings related to loans worth over US$1.3 billion, which the bank arranged for the Republic of Mozambique. These loans and a bond

10. OPBAS publishes report on progress and themes from 2020/21

    Press Releases Published: 20/09/2021 Last modified: 20/09/2021
    The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.