Showing 21 to 30 of 550 search results for its enforcement.

21. Two individuals face bans and £1.3m fine for pension transfer advice failings

    Press Releases Published: 01/09/2023 Last modified: 01/09/2023
    The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process.

22. Watch out for signs of loan fee fraud as summer spending fuels financial pressure

    Press Releases Published: 09/08/2023 Last modified: 09/08/2023
    With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud.

23. Financial watchdog wins civil case against Ponzi-like care home investment scheme

    Press Releases Published: 01/08/2023 Last modified: 01/08/2023
    The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors in an illegal care home investment scheme.

24. Financial watchdog cracks down on problem firms and supports struggling borrowers

    Press Releases Published: 20/07/2023 Last modified: 20/07/2023
    In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

25. Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform

    Press Releases Published: 14/07/2023 Last modified: 14/07/2023
    On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA

26. FCA fines Bastion Capital London Limited £2.5m for serious financial control failings

    Press Releases Published: 13/07/2023 Last modified: 13/07/2023
    The FCA has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex trading.

27. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

    Press Releases Published: 04/07/2023 Last modified: 04/07/2023
    The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

28. How innovation and regulation in financial services can drive the UK's economic growth

    Speeches Published: 29/06/2023 Last modified: 29/06/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

29. FCA fines ED&F Man Capital Markets Ltd £17.2m for serious failings which enabled millions in illegitimate tax reclaims

    Press Releases Published: 05/06/2023 Last modified: 05/06/2023
    The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to collect fees for trading strategies designed to enable its clients to illegitimately

30. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.