Showing 121 to 130 of 551 search results for its enforcement.

121. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

     Speeches Published: 24/09/2021 Last modified: 24/09/2021
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

122. OPBAS publishes report on progress and themes from 2020/21

     Press Releases Published: 20/09/2021 Last modified: 20/09/2021
     The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.

123. FCA to move faster to remove unused firm permissions

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.

124. The risks of token regulation

     Speeches Published: 06/09/2021 Last modified: 06/09/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

125. FCA proposing changes to streamline decision-making

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

126. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

127. FCA publishes Annual Report and Accounts 2020/21

     Corporate documents News stories Published: 15/07/2021 Last modified: 15/07/2021
     The FCA has published its Annual Report and Accounts, which looks back on key pieces of work throughout 2020/21.

128. FCA commits to being a more innovative, assertive and adaptive regulator

     Press Releases Published: 15/07/2021 Last modified: 15/07/2021
     The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020

129. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

130. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period.