Showing 101 to 110 of 551 search results for its enforcement.

101. FCA fines GAM International Management and former Investment Director Timothy Haywood

     Press Releases Published: 30/03/2022 Last modified: 30/03/2022
     The Financial Conduct Authority (FCA) has fined asset manager GAM International Management Limited (GIML) and Timothy Haywood, a former Investment Director and Business Unit Head at GIML.

102. Warning on illegal crypto ATMs operating in the UK

     News stories Published: 11/03/2022 Last modified: 11/03/2022
     We have warned operators of crypto ATMs in the UK to shut their machines down or face enforcement action. 

103. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

     Statements Published: 11/03/2022 Last modified: 11/03/2022
     The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.

104. FCA taking assertive action to tackle harm in the consumer investments market

     Press Releases Published: 03/03/2022 Last modified: 13/06/2023
     The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

105. Former Redcentric CFO sentenced to five and a half years imprisonment

     Press Releases Published: 03/03/2022 Last modified: 03/03/2022
     Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

106. 2022 fines

     News stories Published: 28/02/2022 Last modified: 04/01/2023
     Enforcement fines published in 2022.

107. Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers

     Press Releases Published: 28/02/2022 Last modified: 28/02/2022
     Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.

108. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

     Press Releases Published: 11/02/2022 Last modified: 11/02/2022
     Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

109. Enhancing the UK’s capital markets – The FCA’s role and priorities

     Speeches Published: 08/02/2022 Last modified: 08/02/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

110. FCA publishes guidance consultation for firms who seek to limit their liabilities

     Press Releases Published: 25/01/2022 Last modified: 25/01/2022
     We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.