Showing 163 to 165 of 165 search results for information about market abuse.

163. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

164. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

165. Four building blocks of efficient capital markets

     Speeches Published: 01/02/2013 Last modified: 29/03/2013
     Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference

166. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

167. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.