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Showing 1 to 12 of 106 search results for Individuals with information about market abuse.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Market Abuse
https://www.fca.org.uk/markets/market-abuse -
Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme
The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA). -
FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case
Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
The UK listing regime - developments since the UK Listings Review and next steps for reform
Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum. -
Cultural evolution: how culture must change to meet expectations
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum. -
Five individuals face conspiracy to commit insider dealing and money laundering charges
The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering. -
FCA publishes Decision Notices against three bond traders for market manipulation
We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse. -
FCA fines Sir Christopher Gent for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information. -
FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors
The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation -
FCA’s work on market abuse and manipulation – update 17 June 2022
Explaining the work we do to tackle market abuse and manipulation.