Showing 123 to 132 of 165 search results for information about market abuse.

123. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

124. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

125. Former Logica PLC Manager pleads guilty to insider dealing

     Press Releases Published: 26/02/2015 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

126. From intellectual certainty to debate

     Speeches Published: 25/02/2015 Last modified: 26/02/2015
     Equally, how do you set about a national review on what are, effectively, global markets? ... guidelines. Alongside this, we have market structural changes that should also make markets safer and fairer, such as requirements for circuit breakers,

127. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

     Press Releases Published: 11/02/2015 Last modified: 05/04/2023
     As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before

128. The retrospective application of rules: feedback on the call for examples

     News stories Published: 22/01/2015 Last modified: 19/11/2021
     We asked firms to provide examples of the retrospective application of regulatory rules

129. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     The Model Code is designed to ensure that senior executives (persons discharging managerial responsibilities) do not abuse, and do not place themselves under the suspicion of abusing, inside information. ... Find out more information about the FCA.

130. 2015 fines

     News stories Published: 02/01/2015 Last modified: 04/04/2017
     This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

131. FCA Enforcement and the Wholesale Markets

     Speeches Published: 26/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

132. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

133. FCA confirms price cap rules for payday lenders

     Press Releases Published: 11/11/2014 Last modified: 17/11/2014
     To take account of this, FCA has collected additional information from firms and revised its estimates of the impact on market exit and loss of access to credit. ... Find out more information about the FCA.

134. Former Moore Capital trader pleads guilty to insider dealing

     Press Releases Published: 07/11/2014 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing