Showing 71 to 80 of 117 search results for financial crime in the Retail.

71. FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

    Press Releases Published: 22/09/2015 Last modified: 22/09/2015
    The Financial Conduct Authority’s Executive Committee is attended by:. Acting Chief Executive Officer: Tracey McDermott. ... Georgina was director of strategy and delivery in the Enforcement and Financial Crime Division, focusing on internal and

72. Bribery and corruption

    Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
    Your firm should be vigilant about bribery and corruption. Read more on the steps you can take.

73. Financial crime

    Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
    Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

74. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.

75. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    Linda Woodall will head up the Retail and Authorisations division as acting Director. ... There is one new area of forward looking focus:. firms’ systems and controls in relation to financial crime.

76. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    Speech by Tracey McDermott, director of enforcement and financial crime at the Financial Conduct Authority (FCA), delivered at Deloitte’s Chief Compliance Officer Event. ... As I’ve said before, firms must take their responsibility to reduce the risk

77. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    Speech by Tracey McDermott, director of enforcement and financial crime at the Financial Conduct Authority (FCA), delivered at the FCA’s Enforcement Conference, London. ... A recent survey has shown that London’s position as a pre-eminent financial

78. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

79. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

    Press Releases Published: 20/11/2014 Last modified: 20/11/2014
    The Financial Conduct Authority (FCA) has today fined the Royal Bank of Scotland Plc, (“RBS”) National Westminster Bank Plc (“NatWest”) and Ulster Bank Ltd (“Ulster Bank”) (the “Banks”) £42 million for ... Tracey McDermott, director of

80. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases Published: 14/11/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.