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Showing 21 to 30 of 117 search results for financial crime in the Retail.
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Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
Dolfin Financial (UK) Ltd enters Special Administration
Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration. -
Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. -
Outcomes-focussed regulation: a measure of success?
Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association -
Restrictions placed on Dolfin Financial (UK) Ltd
The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Locking down market abuse
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
FCA bans the sale of crypto-derivatives to retail consumers
The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers -
Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)
The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes. -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.