Showing 1 to 10 of 107 search results for face enforcement action.

1. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

   Speeches Published: 14/03/2024 Last modified: 14/03/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

2. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

3. Duty calls: Future-proofing finance for everyone

   Press Releases Published: 28/12/2023 Last modified: 03/01/2024
   Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

4. Consumer Duty: Not once and done

   Speeches Published: 01/11/2023 Last modified: 01/11/2023
   Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

5. Two individuals face bans and £1.3m fine for pension transfer advice failings

   Press Releases Published: 01/09/2023 Last modified: 01/09/2023
   The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process.

6. Financial watchdog cracks down on problem firms and supports struggling borrowers

   Press Releases Published: 20/07/2023 Last modified: 20/07/2023
   In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

7. The Financial Conduct Authority continues crackdown on unregistered crypto ATMs in the UK

   Press Releases Published: 11/07/2023 Last modified: 08/08/2023
   Since the start of 2023, the Financial Conduct Authority (FCA) has visited and inspected 34 locations across the UK suspected of hosting crypto ATMs.

8. FCA continues action against unregistered crypto ATMs across the UK

   Press Releases Published: 05/05/2023 Last modified: 09/05/2023
   The FCA has inspected sites in Exeter, Nottingham and Sheffield as part of a continued crackdown on this sector.

9. Regulation of Digital Assets in the UK

   Speeches Published: 25/04/2023 Last modified: 25/04/2023
   Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

10. FCA takes further action against unregistered crypto ATMs in East London

    Press Releases Published: 08/03/2023 Last modified: 13/03/2023
    In a joint operation with the Metropolitan Police, we have used our powers to inspect several sites suspected of hosting illegally operating crypto ATMs