Showing 1 to 11 of 11 search results for engaged in two instances of market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

3. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

4. Recent developments in financial markets

   Speeches Published: 01/03/2018 Last modified: 09/03/2018
   Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

5. Our investigations – the evolving approach

   Speeches Published: 15/06/2017 Last modified: 15/06/2017
   Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

6. How to report suspected market abuse as a firm or trading venue

   Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
   Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

7. Market Abuse Regulation

   Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
   The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

8. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

   Press Releases Published: 22/07/2014 Last modified: 22/07/2014
   This follows on from the judgment of the Upper Tribunal (Tribunal) which upheld the decision of the FCA that Mr Hannam engaged in two instances of market abuse by disclosing inside ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA)

9. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

   Press Releases Published: 28/05/2014 Last modified: 28/05/2014
   The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) that Ian Hannam engaged in two instances of market abuse. ... It remains open to Mr Hannam to appeal this judgement. The Tribunal found that Mr Hannam had

10. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

11. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum