Showing 191 to 200 of 769 search results for enforcement.

191. Scammers target over £2 million in pension pots in the last five months

     ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
     The FCA are urging anyone saving for their retirement to protect their savings.

192. FCA fines Crosfill & Archer Claims Limited £110,000

     Press Releases Published: 28/06/2021 Last modified: 28/06/2021
     The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

193. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

     Press Releases Published: 23/06/2021 Last modified: 23/06/2021
     The FCA has appointed David Anthony Scott as its Interim General Counsel.

194. LF Woodford Equity Income Fund investigation

     News stories Published: 28/05/2021 Last modified: 14/10/2022
     We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund

195. The rise in scams and the threat to a legitimate financial services industry

     Speeches Published: 18/05/2021 Last modified: 18/05/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

196. FCA proposes stronger protection for consumers in financial markets

     Press Releases Published: 14/05/2021 Last modified: 14/05/2021
     Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets

197. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

198. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

     Press Releases Published: 06/05/2021 Last modified: 06/05/2021
     We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

199. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

     Press Releases Published: 29/04/2021 Last modified: 29/04/2021
     Read our proposals to help retail investors make more effective decisions on high-risk investments

200. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

     News stories Published: 28/04/2021 Last modified: 28/04/2021
     The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully