Showing 1 to 10 of 744 search results for enforcement.

1. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

   Press Releases Published: 27/11/2023 Last modified: 27/11/2023
   The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from

2. FCA censures NMC Health Plc (in Administration) for market abuse

   Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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3. FCA and PSR Boards appoint new members to decision-making committees

   Press Releases Published: 16/11/2023 Last modified: 16/11/2023
   Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)

4. Two individuals guilty of making £3m worth of fraudulent mortgage applications

   Press Releases Published: 15/11/2023 Last modified: 15/11/2023
   Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.

5. Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds

   News stories Published: 07/11/2023 Last modified: 07/11/2023
   We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud

6. Financial regulator secures confiscation order against convicted CFO

   Press Releases Published: 03/11/2023 Last modified: 03/11/2023
   Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.

7. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

   Press Releases Published: 03/11/2023 Last modified: 03/11/2023
   The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

8. Consumer Duty: Not once and done

   Speeches Published: 01/11/2023 Last modified: 01/11/2023
   Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

9. Collaborate to compete: why we must all embrace a growth mindset

   Speeches Published: 16/10/2023 Last modified: 18/10/2023
   Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

10. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.