Showing 82 to 91 of 317 search results for enforcement investigations.

82. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

83. FCA secures £1.6m confiscation order against Richard Baldwin

    Press Releases Published: 05/10/2020 Last modified: 05/10/2020
    FCA secures £1.6m confiscation order against Richard Baldwin

84. FCA publicly censures Redcentric PLC for market abuse

    Press Releases Published: 26/06/2020 Last modified: 26/06/2020
    The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

85. FCA fines Commerzbank London £37,805,400 over anti-money laundering failures

    Press Releases Published: 17/06/2020 Last modified: 03/07/2020
    The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.

86. FCA sets out next steps to improve defined benefit pension transfer market

    Press Releases Published: 05/06/2020 Last modified: 05/06/2020
    FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.

87. FCA bars Cypriot firms that used unauthorised celebrity endorsements

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

88. FCA secures orders for victims of unauthorised share scheme

    Press Releases Published: 06/05/2020 Last modified: 07/05/2020
    The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

89. Covid-19: savers stay calm and don't rush financial decisions

    Press Releases Published: 01/04/2020 Last modified: 03/04/2020
    The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

90. Connaught Fund Independent Reviewer announces update on delivery of his report

    News stories Published: 20/03/2020 Last modified: 18/09/2020
    Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.

91. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

92. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.