Showing 1 to 11 of 16 search results for before the launch of enforcement investigations.

1. Should you invest?

   Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

2. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

3. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

   Press Releases Published: 23/06/2021 Last modified: 23/06/2021
   The FCA has appointed David Anthony Scott as its Interim General Counsel.

4. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

   Press Releases Published: 17/12/2020 Last modified: 17/12/2020
   The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

5. Connaught Fund Independent Reviewer announces update on delivery of his report

   News stories Published: 20/03/2020 Last modified: 18/09/2020
   Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.

6. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

   Speeches Published: 06/03/2020 Last modified: 06/03/2020
   Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

7. Connaught Independent Review call for information closes but investigation remains open to affected individuals

   Press Releases Published: 20/11/2019 Last modified: 20/11/2019
   Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

8. Further details of Independent Investigation of Connaught Income Fund Series 1 announced

   Press Releases Published: 27/09/2019 Last modified: 04/10/2019
   Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch.

9. Andrew Bailey speech at the Annual Public Meeting 2018

   Speeches Published: 11/09/2018 Last modified: 11/09/2018
   Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.

10. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

11. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.