Showing 41 to 50 of 92 search results for business activities and financial crime controls.

41. Technology and global ties: turning the tide on financial crime

    Speeches Published: 24/05/2018 Last modified: 24/05/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Anti-Money Laundering TechSprint, London.

42. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

43. Blockchain: considering the risks to consumers and competition

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands.

44. Payments after PSD2: evolution or revolution

    Speeches Published: 10/04/2018 Last modified: 10/04/2018
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference.

45. Building cyber resilience

    Speeches Published: 26/01/2018 Last modified: 26/01/2018
    Speech by Robin Jones, Head of Technology, Resilience & Cyber at the FCA, delivered to the PIMFA Financial Crime Conference, London.

46. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

47. The future of competition and regulation in retail banking

    Speeches Published: 28/11/2017 Last modified: 28/11/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Future of Retail Banking 2017.

48. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Why are firms not aligning their efforts to combat financial crime with their efforts to combat market abuse? ... yet often we observe that the systems and controls that exist within the industry to combat financial crime and those that exist to combat

49. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.

50. Effectiveness of the AML regime in disrupting financial crime

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.