News
Search results
Showing 21 to 30 of 53 search results for Head of Enforcement.
-
Using artificial intelligence to keep criminal funds out of the financial system
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London. -
FCA and PRA publish final changes to enhance enforcement decision-making processes
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes -
Conduct risk in FX markets
Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe. -
Effectiveness of the AML regime in disrupting financial crime
Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference. -
Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference. -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists
She had been a supervisor since 2008, when she became Head of the Department responsible for the supervision of the UK operations of the major investment banks. ... Prior to moving to supervision, Megan was Head of Enforcement Law and Policy at the FSA -
FCA and PRA jointly publish proposals to enhance enforcement decision-making processes
The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes. -
FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative
FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative. ... Mr Macris was Head of CIO International for JPMorgan Chase Bank, N.A. -
Examining the future of anti-money laundering regulations
Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015