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Showing 31 to 34 of 34 search results for Foreign Investments Enforcement.
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FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358 -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Barclays fined £38 million for putting £16.5 billion of client assets at risk
The FCA’s enforcement action reflects its objective to secure appropriate consumer protection and enhance the integrity of the UK financial system. ... These findings relate to Barclays’ role as a custodian of client assets within the Investment -
International Mergers & Acquisitions Administration (www.international-maa.org) (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.