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Showing 61 to 70 of 296 search results for Following enforcement.

  1. FCA taking assertive action to tackle harm in the consumer investments market

    Press Releases Published: 03/03/2022 Last modified: 13/06/2023
    The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

  2. Former Redcentric CFO sentenced to five and a half years imprisonment

    Press Releases Published: 03/03/2022 Last modified: 03/03/2022
    Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

  3. Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers

    Press Releases Published: 28/02/2022 Last modified: 28/02/2022
    Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.

  4. New financial sanctions measures in relation to Russia

    Statements Published: 22/02/2022 Last modified: 28/03/2022
    Following the Prime Minister’s statement to the House of Commons on 22 February 2022, the UK has announced a tranche of sanctions on Russia.

  5. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

    Press Releases Published: 11/02/2022 Last modified: 11/02/2022
    Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

  6. FCA publishes guidance consultation for firms who seek to limit their liabilities

    Press Releases Published: 25/01/2022 Last modified: 25/01/2022
    We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

  7. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

  8. Update for firms on PRIIPs RTS Article 18 and related rules

    Statements Published: 29/12/2021 Last modified: 21/01/2022
    The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

  9. FCA statement on British Steel Pension Scheme Redress

    Statements Published: 22/12/2021 Last modified: 22/12/2021
    FCA Board asks for consultation to be prepared on a redress scheme for former members of the BSPS who transferred their pension.

  10. NatWest fined £264.8 million for anti-money laundering failures

    Press Releases Published: 13/12/2021 Last modified: 13/12/2021
    National Westminster Bank Plc fined £264,772,619.95 following convictions for three offences of failing to comply with money laundering regulations.