Showing 11 to 20 of 393 search results for FCA's enforcement and market oversight.

11. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

12. FCA to improve pace and transparency around enforcement cases

    Press Releases Published: 27/02/2024 Last modified: 27/02/2024
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

13. Convicted illegal money lender imprisoned for failing to pay confiscation order

    Press Releases Published: 16/02/2024 Last modified: 16/02/2024
    Illegal money lender, Dharam Prakash Gopee (70), has been sentenced to almost 8 years in prison for failing to pay a confiscation order.

14. Mohammed Zina found guilty of insider dealing and fraud

    Press Releases Published: 15/02/2024 Last modified: 15/02/2024
    Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA.

15. Four men under investigation on suspicion of multiple offences

    Press Releases Published: 14/02/2024 Last modified: 14/02/2024
    The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals.

16. FCA bans and fines Floris Jakobus Huisamen over London Capital & Finance plc financial promotions

    Press Releases Published: 13/02/2024 Last modified: 13/02/2024
    The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial

17. Scammers looking to exploit financial stress at Christmas, FCA warns

    Scams Press Releases Published: 06/12/2023 Last modified: 06/12/2023
    The FCA warns of the risk of loan fee fraud as almost two-thirds of parents feel pressured to spend above their means at Christmas.

18. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from

19. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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20. Two individuals guilty of making £3m worth of fraudulent mortgage applications

    Press Releases Published: 15/11/2023 Last modified: 15/11/2023
    Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.