Showing 151 to 160 of 508 search results for Enforcement action.

151. FCA regulation of consumer credit – during the pandemic and beyond

     Speeches Published: 13/10/2020 Last modified: 14/10/2020
     Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference

152. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

153. FCA bans IFA directors who provided false and misleading SIPP declarations

     Press Releases Published: 12/10/2020 Last modified: 12/10/2020
     The FCA has banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status. 

154. FCA urges unauthorised land banking scheme victims to get in touch to return funds

     Press Releases Published: 09/10/2020 Last modified: 09/10/2020
     The Financial Conduct Authority (FCA) is urging members of the public who invested in an unauthorised land banking scheme, and who may be eligible to receive some of their money back, to get in contact with the FCA.

155. FCA publishes Annual Report and Accounts 2019/20

     Press Releases Published: 10/09/2020 Last modified: 10/09/2020
     The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

156. FCA publicly censures former Worldspreads CEO for market misconduct

     Press Releases Published: 09/09/2020 Last modified: 09/09/2020
     The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

157. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

     Press Releases Published: 25/08/2020 Last modified: 25/08/2020
     A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.

158. Capital market regulation and coronavirus

     Speeches Published: 07/08/2020 Last modified: 07/08/2020
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

159. High Court finds against illegal pension introducers, Avacade and others

     Press Releases Published: 30/06/2020 Last modified: 30/06/2020
     Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation.

160. FCA publicly censures Redcentric PLC for market abuse

     Press Releases Published: 26/06/2020 Last modified: 26/06/2020
     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.