Showing 121 to 130 of 347 search results for Enforcement Decisions.

121. Statement of Policy: Delaying annual company accounts during the coronavirus crisis

     Statements Published: 26/03/2020 Last modified: 11/08/2023
     Companies and their auditors currently face unprecedented challenges in preparing audited financial information as a result of the coronavirus pandemic. In response to the current situation, the FCA, FRC and PRA are today announcing a series of

122. OPBAS publishes report on progress and themes from 2019

     Press Releases Published: 19/03/2020 Last modified: 19/03/2020
     The FCA’s Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has today released its latest report on progress made in tackling money laundering over the past year.

123. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

124. Our approach to ensuring firms treat vulnerable customers fairly

     Speeches Published: 05/03/2020 Last modified: 06/03/2020
     Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

125. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

126. Market integrity and strategic approach

     Speeches Published: 07/02/2020 Last modified: 20/03/2024
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

127. FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision

     Press Releases Published: 28/01/2020 Last modified: 28/01/2020
     The Financial Conduct Authority (‘FCA’) has successfully applied to the Upper Tribunal to strike out an appeal made by P.F International Limited, a franchise of the Kirby Vacuum Company. P.F. International has now exhausted its avenues of appeal.

128. Is this the decade of the credit union?

     Speeches Published: 17/01/2020 Last modified: 17/01/2020
     Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

129. First-tier Tribunal upholds decision to fine Hall and Hanley Limited for data breaches and unauthorised copying of client signatures

     Press Releases Published: 18/12/2019 Last modified: 18/12/2019
     The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was

130. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.