Showing 1 to 10 of 17 search results for 600 for serious financial crime.

1. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

   Press Releases Published: 02/10/2023 Last modified: 02/10/2023
   The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

2. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

3. Finding opportunity in a world of uncertainty

   Speeches Published: 30/06/2022 Last modified: 30/06/2022
   Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

4. FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls

   Press Releases Published: 17/12/2021 Last modified: 06/05/2022
   We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes.

5. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

   Data Published: 07/10/2021 Last modified: 07/10/2021
   The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

6. AI and financial crime: silver bullet or red herring?

   Speeches Published: 20/11/2018 Last modified: 20/11/2018
   Speech by Rob Gruppetta, Head of the Financial Crime Department, delivered at Chatham House. 

7. Financial Crime: analysis of firms’ data

   Data Published: 13/11/2018 Last modified: 05/10/2021
   The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry.

8. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

   Press Releases Published: 12/10/2016 Last modified: 12/10/2016
   The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

9. Fraud

   Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
   Fraud falls within the FCA's objective of reducing the risk of financial crime and also affects our consumer protection objectives. Find out more about our approach.

10. Bribery and corruption

    Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
    Your firm should be vigilant about bribery and corruption. Read more on the steps you can take.