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Showing 62 to 71 of 87 search results for 000 for market abuse.

  1. Market Abuse

    https://www.fca.org.uk/markets/market-abuse

  2. Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 03/03/2015 Last modified: 05/04/2023
    Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs

  3. Former Logica PLC Manager pleads guilty to insider dealing

    Press Releases Published: 26/02/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

  4. 2015 fines

    News stories Published: 02/01/2015 Last modified: 04/04/2017
    This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

  5. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

  6. FCA confirms price cap rules for payday lenders

    Press Releases Published: 11/11/2014 Last modified: 17/11/2014
    We now estimate 7 % of current borrowers may not have access to payday loans - some 70,000 people. ... The FCA took over responsibility for the regulation of 50,000 consumer credit firms from the Office of Fair Trading on 1 April 2014.

  7. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

  8. Insider dealers ordered to pay £3.2m in confiscation

    Press Releases Published: 14/09/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) and heard at Southwark Crown Court Confiscation Orders (the Orders) totalling £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014.

  9. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    This breached two of the FCA’s fundamental principles for businesses, which underpin its objectives to ensure that markets function effectively, and to promote market integrity. ... The FCA has an overarching strategic objective of ensuring the

  10. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    Controlling the flow of inside information is a key way of preventing market abuse and we would urge all market participants to pay close attention to the judgment.". ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA) provides that

  11. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

    Press Releases Published: 28/05/2014 Last modified: 28/05/2014
    Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse. ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA) provides that it is market abuse for an insider to disclose inside information to