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  1. Restrictions placed on Mrs Lisa Campbell

    News stories Published: 04/04/2023 Last modified: 31/08/2023
    On 3 April 2023, we imposed a number of conditions on the approval of Mrs Lisa Campbell as a senior manager of Campbell & Associates Independent Financial Advice Limited.
  2. FCA announces decision on synthetic US dollar LIBOR

    News stories Published: 03/04/2023 Last modified: 03/04/2023
    In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023 when the US dollar LIBOR panel is due to cease. 
  3. Auden Group Limited enters administration

    News stories Published: 30/03/2023 Last modified: 30/03/2023
    On 23 March 2023 Auden Group Limited (trading as Auden) was placed into administration. Daniel Conway and Geoffrey Rowley of FRP Advisory Trading Limited were appointed joint administrators.
  4. FCA updates on its Sustainability Disclosure Requirements (SDR) and investment labels consultation

    News stories Published: 29/03/2023 Last modified: 29/03/2023
    The FCA sets out some of the feedback on our proposals and our next steps, including timing of the Policy Statement.
  5. FCA places restrictions on Independently East Ltd

    News stories Published: 22/03/2023 Last modified: 22/03/2023
    On 13 February 2023, the FCA imposed restrictions on Independently East Ltd for failing to engage with us in an open and cooperative way. 
  6. FCA outlines where improvements are needed in ESG benchmarks

    News stories Published: 20/03/2023 Last modified: 20/03/2023
    High quality ESG benchmarks are important to support trust in the market for ESG products and the transition to a net zero economy.
  7. FCA to collect Treasury’s economic crime levy (Anti-Money Laundering) from July 

    News stories Published: 09/03/2023 Last modified: 09/03/2023
    The levy will be collected for the Government by HM Revenue and Customs (HMRC), the FCA and the Gambling Commission. 
  8. FCA forces firms to stop making misleading British Steel Pension Scheme offers

    News stories Published: 22/02/2023 Last modified: 22/02/2023
    The FCA have formally required two firms, Abbey Lane Financial Associates Limited and Estate Capital Financial Management Limited, to stop making these offers.
  9. Expression of interest for Synthetic Data Expert Group

    News stories Published: 15/02/2023 Last modified: 15/02/2023
    The FCA is looking for panel members to join its new Synthetic Data Expert Group, a sub-group of the Innovation Advisory Group (IAG). We believe that synthetic data has a role in enabling enhanced capabilities to protect consumers and encourage
  10. Co-Chairs of the Joint Regulatory Oversight Committee welcome the Strategic Working Group report

    News stories Published: 15/02/2023 Last modified: 15/02/2023
    The FCA, as co-chair of the Joint Regulatory Oversight Committee (the committee), a cross-authority taskforce responsible for, among other things, thinking about the future vision and governance of open banking, welcomes the Strategic Working Group