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  1. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from
  2. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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  3. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases Published: 16/11/2023 Last modified: 16/11/2023
    Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)
  4. FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds

    Press Releases Published: 16/11/2023 Last modified: 16/11/2023
    A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed.
  5. Two individuals guilty of making £3m worth of fraudulent mortgage applications

    Press Releases Published: 15/11/2023 Last modified: 15/11/2023
    Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.
  6. Financial regulator secures confiscation order against convicted CFO

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.
  7. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.
  8. FCA secures contract changes for buy-now-pay-later customers as more consumers use the product

    Press Releases Published: 31/10/2023 Last modified: 31/10/2023
    FCA research shows that there has been a significant increase in the use of buy-now-pay-later (BNPL).
  9. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.
  10. FCA decides to fine and ban James Staley

    Press Releases Published: 12/10/2023 Last modified: 12/10/2023
    Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.