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  1. FCA commences High Court proceedings over unauthorised collective investment schemes

    Press Releases Published: 11/11/2020 Last modified: 11/11/2020
    The FCA has commenced High Court proceedings against Mr Robin Forster, Fortem Global Limited and Mr Richard Tasker, over alleged links to investments in care homes in which investors appear to have lost at least £30 million.
  2. FCA bans three individuals from working in the financial services industry for non-financial misconduct

    Press Releases Published: 05/11/2020 Last modified: 05/11/2020
    The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of
  3. FCA sets out its approach to the share trading obligation

    Press Releases Published: 04/11/2020 Last modified: 04/11/2020
    We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.
  4. FCA announces proposals for further support to consumer credit borrowers impacted by coronavirus

    Press Releases Published: 04/11/2020 Last modified: 04/11/2020
    As a result of increasing restrictions announced in recent weeks, we are proposing to enhance measures to provide further support to consumers impacted by coronavirus.
  5. FCA announces further proposals to support mortgage borrowers impacted by coronavirus

    Press Releases Published: 02/11/2020 Last modified: 02/11/2020
    In September, we announced tailored support for borrowers affected by coronavirus (Covid-19) after 31 October, which it would keep under review as the pandemic evolved.
  6. FCA charges Stephen Allen with conspiracy to pervert the course of justice 

    Press Releases Published: 28/10/2020 Last modified: 28/10/2020
    The FCA has commenced criminal proceedings against Stephen Allen following an investigation.
  7. FCA censures Aviva plc for listing and transparency rules breach

    Press Releases Published: 26/10/2020 Last modified: 26/10/2020
    The FCA has today publicly censured Aviva plc for making an announcement that had the potential to mislead the market.
  8. FCA confirms measures to support closed book and interest-only/part-and-part mortgage borrowers

    Press Releases Published: 23/10/2020 Last modified: 23/10/2020
    The FCA has confirmed the introduction of measures to support some closed book mortgage borrowers, some of whom may be mortgage prisoners.
  9. FCA highlights continued support for consumers struggling with payments

    Press Releases Published: 22/10/2020 Last modified: 22/10/2020
    The FCA is highlighting its continued support for consumers struggling with payments due to coronavirus (Covid-19).
  10. FCA and PRA fine Goldman Sachs International £96.6m for risk management failures in connection with 1MDB

    Press Releases Published: 22/10/2020 Last modified: 23/10/2020
    FCA and PRA fine Goldman Sachs International £96.6m for risk management failures connected to 1Malaysia Development Berhad (1MDB)